Pfeiffer Vacuum Technology AG: Zulassung nach §40 Abs. 1 WpHG [the German Securities Trading Act] mit dem Ziel einer europaweiten Verbreitung

Stimmrechtsmitteilung der DGAP: Pfeiffer Vacuum Technology AG Pfeiffer Vacuum Technology AG: Ermächtigung gemäß § 40 Abs. 1 WpHG [the German Securities Trading Act] mit dem Ziel der europaweiten Verbreitung 23-09-21 / 12:12 Veröffentlichung einer Stimmrechtsmitteilung übermittelt durch DGAP – ein Service der EQS Group AG. Für den Inhalt dieser Anzeige ist allein der Herausgeber verantwortlich.

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Mitteilung wesentlicher Beteiligungen 1. Kontaktdaten des Emittenten

 
 
 Name:                           Pfeiffer Vacuum Technology AG 
 
 Street:                         Berliner Str. 43 
 
 Postal code:                    35614 
 
 City:                           Asslar 
                                 Germany 
 
 Legal Entity Identifier (LEI):  8945004AW6QK8JHNQP69 
 2. Reason for notification 
 
 
 X             Acquisition/disposal of shares with voting rights 
 
               Acquisition/disposal of instruments 
 
               Change of breakdown of voting rights 
 
               Other reason: 
 3. Details of person subject to the notification obligation 
 
 
 Legal entity: Hakuto Co., Ltd. 
 City of registered office, country: Shinjuku-ku, Tokyo, Japan 
 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 
 
 
 
 5. Date on which threshold was crossed or reached: 
 
 
 14 Jan 2021 
 6. Total positions 
 
 
                       % of voting rights % of voting rights through     Total of 
                       attached to shares                instruments    both in %        Total number of voting rights 
                          (total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 
                                                                            7.b.) 
 
 New                               2.99 %                     0.00 %       2.99 %                              9867659 
 
 Previous                           n/a %                      n/a %        n/a %                                    / 
 notification 
 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) 
 
 
 ISIN                    Absolute                        In % 
 
                       Direct       Indirect         Direct       Indirect 
               (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) 
 
 DE0006916604          295450              0         2.99 %         0.00 % 
 
 Total                    295450                        2.99 % 
 b.1. Instruments according to Sec. 38 (1) no. 1 WpHG 
 
 
 Type of instrument Expiration or maturity date Exercise or conversion       Voting rights absolute Voting rights in % 
                                                period 
 
                                                                                                  0             0.00 % 
 
                                                Total                                             0             0.00 % 
 b.2. Instruments according to Sec. 38 (1) no. 2 WpHG 
 
 
 Type of        Expiration or maturity Exercise or conversion  Cash or physical            Voting rights  Voting rights 
 instrument     date                   period                  settlement                       absolute           in % 
 
                                                                                                       0         0.00 % 
 
                                                               Total                                   0         0.00 % 
 8. Information in relation to the person subject to the notification obligation 
 
 
 X             Person subject to the notification obligation is not controlled nor does it control any other 
               undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). 
 
               Full chain of controlled undertakings starting with the ultimate controlling natural person or legal 
               entity: 
 
 
 
 Name               % of voting rights (if at   % of voting rights through instruments (if  Total of both (if at least 
                            least 3% or more)                         at least 5% or more)                 5% or more) 
 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: 
 
 
  Proportion of voting rights Proportion of instruments Total of both 
 
                            %                         %             % 
 10. Other explanatory remarks: 
 
 
 Hakuto Co. Ltd.'s share in the voting rights now fell below the 3% threshold. When Hakuto Co. Ltd. acquired a 
 shareholding of more than 3% of the voting rights prior to 2007, no applicable notification obligation for crossing 
 the 3% threshold existed. Therefore, the field under No.6 ('Previous notification') is now left blank, i.e. it is 
 stated 'n/a'. 
 Date 
 
 
 23 Sep 2021 
 

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2021-09-23 Die Vertriebsdienstleistungen der DGAP umfassen regulatorische Mitteilungen, Finanz-/Unternehmensnachrichten und Pressemitteilungen. Archiv auf www.dgap.de

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Language:     English 
Company:      Pfeiffer Vacuum Technology AG 
              Berliner Str. 43 
              35614 Asslar 
              Germany 
Internet:     www.pfeiffer-vacuum.de 
 
End of News   DGAP News Service 
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1235563 2021-09-23

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23. September 2021 06:12 ET (10:12 GMT)